Wiley Series 65 Exam Review 2016 + Test Bank: The Uniform Investment Advisor Law Examination (Wiley FINRA)

The go-to guide to acing the Series 65 Exam! Consisting of 130 multiple-choice questions in the areas of ethics and legal guidelines, investment strategies, investment vehicles, and economics and analysis, the Uniform Investment Adviser Law Examination (Series 65) is designed to qualify candidates as investment adviser representatives. An indispensable resource for anyone preparing to take this tough three-hour exam, Wiley Series 65 Exam Review 2016 was created by the experts at The Securities Institute of America, Inc. It arms you with what you need to score high and pass the Series 65 Exam on your first try. Designed to let you build and fine-tune your knowledge of all areas covered in the exam and to guarantee that you're prepared mentally and strategically to take the test. Wiley Series 65 Exam Review 2016 is your ticket to passing the Uniform Investment Adviser Law Examination--with flying colors!;Wiley FINRA Series; Title Page; Copyright; About the Series 65 Exam; Taking the Series 65 Exam; How to Prepare for the Series 65 Exam?; Why Do I Need to Take the Series 65 Exam?; What Score Is Needed to Pass the Exam?; Are There Any Prerequisites for the Series 65 Exam?; How Do I Schedule an Exam?; What Must I Take to the Exam Center?; How Soon Will I Receive the Results of the Exam?; About This Book; About the Test Bank; About The Securities Institute of America; Chapter 1: Equity Securities; What Is a Security?; Equity = Stock; Common Stock; Corporate Time Line; Values of Common Stock. Wiley FINRA Series Title Page Copyright About the Series 65 Exam Taking the Series 65 Exam How to Prepare for the Series 65 Exam? Why Do I Need to Take the Series 65 Exam? What Score Is Needed to Pass the Exam? Are There Any Prerequisites for the Series 65 Exam? How Do I Schedule an Exam? What Must I Take to the Exam Center? How Soon Will I Receive the Results of the Exam? About This Book About the Test Bank About The Securities Institute of America Chapter 1: Equity Securities What Is a Security? Equity = Stock Common Stock Corporate Time Line Values of Common Stock. Book ValuePar Value Rights of Common Stockholders Preemptive Rights Characteristics of a Rights Offering Determining the Value of a Right Cum Rights Determining the Value of a Right Ex Rights Voting Limited Liability Freely Transferable The Transfer Agent The Registrar CUSIP Numbers Inspection of Books and Records Residual Claim to Assets Why Do People Buy Common Stock? Income What Are the Risks of Owning Common Stock? How Does Someone Become a Stockholder? Preferred Stock Features of All Preferred Stock Types of Preferred Stock Callable Preferred Types of Dividends. Dividend DistributionTaxation of Dividends Selling Dividends Dividend Disbursement Process Warrants How Do People Get Warrants? American DepositAry Receipts (ADRs)/American DepositAry Shares (ADSs) Currency Risks Functions of the Custodian Bank Issuing ADRs Real Estate Investment Trusts/REITs Direct Participation Programs and Limited Partnerships Limited Partnerships Tax Reporting for Direct Participation Programs Limited Partnership Analysis Tax Deductions vs. Tax Credits Other Tax Considerations Dissolving a Partnership Pretest. Chapter 2: Corporate and Municipal Debt SecuritiesCorporate Bonds Types of Bond Issuance Bond Pricing Par Value Discount Premium Corporate Bond Pricing Bond Yields Yield to Maturity: Premium Bond Yield to Maturity: Discount Bond Calculating the Yield to Maturity Calculating the Yield to Call Realized Compound Yield Returns Yield Spreads The Real Interest Rate Bond Maturities Series Issue Types of Corporate Bonds Guaranteed Bonds Convertible Bonds Converting Bonds into Common Stock Parity Price Advantages of Issuing Convertible Bonds. Disadvantages of Issuing Convertible BondsConvertible Bonds and Stock Splits The Trust Indenture Act of 1939 Bond Indenture Ratings Considerations Exchange Traded Notes (ETNs) Euro and Yankee Bonds Variable Rate Securities Retiring Corporate Bonds Municipal Bonds Types of Municipal Bonds Taxation of Municipal Bonds Tax-Equivalent Yield Purchasing a Municipal Bond Issued in the State in Which the Investor Resides Triple Tax Free Original Issue Discount (OID) and Secondary Market Discounts Amortization of a Municipal Bond's Premium Bond Swaps Analyzing Municipal Bonds. The go-to guide to acing the Series 65 Exam! Consisting of 130 multiple-choice questions in the areas of ethics and legal guidelines, investment strategies, investment vehicles, and economics and analysis, the Uniform Investment Adviser Law Examination (Series 65) is designed to qualify candidates as investment adviser representatives. An indispensable resource for anyone preparing to take this tough three-hour exam, Wiley Series 65 Exam Review 2016 was created by the experts at The Securities Institute of America, Inc. It arms you with what you need to score high and pass the Series 65 Exam on your first try. Designed to let you build and fine-tune your knowledge of all areas covered in the exam and to guarantee that you're prepared mentally and strategically to take the test, it features: Dozens of examples Assorted practice questions for each subject area covered in the exam Priceless test-taking tips and strategies Helpful hints on how to study for the test, manage stress, and stay focused Wiley Series 65 Exam Review 2016 is your ticket to passing the Uniform Investment Adviser Law Examination—with flying colors!